Financial Industry Regulatory Authority: Difference between revisions

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{{CompanyCargo

{{~~InfoboxCompany~~

|Description=FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC.

| ~~Name~~ = FINRA

|Founded=2007

~~| Type = Public~~

|Industry=Financial Regulator

| Founded = 2007

|Logo=FINRA logo.svg

| Industry = Financial Regulator

|ParentCompany=

| ~~Official~~ Website = https://www.finra.org

|Type=Public

~~| Logo = FINRA logo.svg~~

|Website=https://www.finra.org

}}

'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org ([http://web.archive.org/web/20260220095806/https://www.finra.org/about Archived])</ref>.

'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>.

FINRA online resources

*file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org</ref>

*file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org ([http://web.archive.org/web/20260106093041/https://www.finra.org/investors/need-help/file-a-complaint Archived])</ref>

*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org</ref>

*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org ([http://web.archive.org/web/20251203205140/https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online Archived])</ref>

==References==

@@ Line 1: / Line 1: @@
+{{CompanyCargo
-{{InfoboxCompany
+|Description=FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC.
-| Name = FINRA
+|Founded=2007
-| Type = Public
+|Industry=Financial Regulator
-| Founded = 2007
+|Logo=FINRA logo.svg
-| Industry = Financial Regulator
+|ParentCompany=
-| Official Website = https://www.finra.org
+|Type=Public
-| Logo = FINRA logo.svg
+|Website=https://www.finra.org
 }}
+'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org ([http://web.archive.org/web/20260220095806/https://www.finra.org/about Archived])</ref>.
-'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>.
 FINRA online resources
-*file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org</ref>
+*file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org ([http://web.archive.org/web/20260106093041/https://www.finra.org/investors/need-help/file-a-complaint Archived])</ref>
-*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org</ref>
+*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org ([http://web.archive.org/web/20251203205140/https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online Archived])</ref>
 ==References==