Financial Industry Regulatory Authority: Difference between revisions
Bythmusters (talk | contribs) m Copied info from infobox to cargo |
ExtensionGuy (talk | contribs) m extension/cargo: desc added (deriv. from first sentence) |
||
| (One intermediate revision by one other user not shown) | |||
| Line 1: | Line 1: | ||
{{CompanyCargo | {{CompanyCargo | ||
|Description= | |Description=FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC. | ||
|Founded=2007 | |Founded=2007 | ||
|Industry=Financial Regulator | |Industry=Financial Regulator | ||
| Line 8: | Line 8: | ||
|Website=https://www.finra.org | |Website=https://www.finra.org | ||
}} | }} | ||
'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. | '''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org ([http://web.archive.org/web/20260220095806/https://www.finra.org/about Archived])</ref>. | ||
FINRA online resources | FINRA online resources | ||
*file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org</ref> | *file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org ([http://web.archive.org/web/20260106093041/https://www.finra.org/investors/need-help/file-a-complaint Archived])</ref> | ||
*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org</ref> | *Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org ([http://web.archive.org/web/20251203205140/https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online Archived])</ref> | ||
==References== | ==References== | ||
Latest revision as of 23:42, 6 April 2026
Financial Industry Regulatory Authority
| Basic information | |
|---|---|
| Founded | 2007 |
| Legal Structure | Public |
| Industry | Financial Regulator |
| Also known as | |
| Official website | https://www.finra.org |
FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].
FINRA online resources
References
[edit | edit source]- ↑ "FINRA" - finra.org (Archived)
- ↑ "FINRA complaints" - finra.org (Archived)
- ↑ "FINRA Disciplinary Actions Online" - finra.org (Archived)