Financial Industry Regulatory Authority: Difference between revisions
Created page with " {{InfoboxCompany | Name = FINRA | Type = Public | Founded = 2007 | Industry = Financial Regulator | Official Website = https://www.finra.org | Logo = Finra.png }} '''FINRA''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. FINRA online resources *file a complaint against brokerage firms<ref>[https://www.finra.org/inves..." |
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Revision as of 15:20, 27 January 2025
Financial Industry Regulatory Authority
| Basic information | |
|---|---|
| Founded | 2007 |
| Legal structure | Public |
| Industry | Financial Regulator |
| Official website | https://www.finra.org |
FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].
FINRA online resources
References
- ↑ "FINRA" - finra.org
- ↑ "FINRA complaints" - finra.org
- ↑ "FINRA Disciplinary Actions Online" - finra.org