Finra

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FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC^[1].

Finra

Basic information
Founded	2007
Type	Public
Industry	Financial Regulator
Official website	https://www.finra.org

FINRA online resources

file a complaint against brokerage firms^[2]
Search for FINRA disciplinary actions^[3]

References edit

↑ "FINRA" - finra.org
↑ "FINRA complaints" - finra.org
↑ "FINRA Disciplinary Actions Online" - finra.org

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