Consumer_Action_Taskforce

Finra


FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].

Finra
Basic information
Founded 2007
Type Public
Industry Financial Regulator
Official website https://www.finra.org

FINRA online resources

  • file a complaint against brokerage firms[2]
  • Search for FINRA disciplinary actions[3]

References edit

  1. ↑ "FINRA" - finra.org
  2. ↑ "FINRA complaints" - finra.org
  3. ↑ "FINRA Disciplinary Actions Online" - finra.org
Retrieved from "https://consumerrights.wiki/index.php?title=Finra&oldid=12447"