Finra: Difference between revisions
Created page with " {{InfoboxCompany | Name = FINRA | Type = Public | Founded = 2007 | Industry = Financial Regulator | Official Website = https://www.finra.org | Logo = Finra.png }} '''FINRA''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. FINRA online resources *file a complaint against brokerage firms<ref>[https://www.finra.org/inves..." |
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| Industry = Financial Regulator | | Industry = Financial Regulator | ||
| Official Website = https://www.finra.org | | Official Website = https://www.finra.org | ||
| Logo = | | Logo = FINRA logo.svg | ||
}} | }} | ||
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*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org</ref> | *Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org</ref> | ||
== References == | ==References== | ||
[[Category: | [[Category:Regulatory agencies and public support bodies]] | ||
<references /> | |||
Latest revision as of 20:18, 2 April 2025
Finra
| Basic information | |
|---|---|
| Founded | 2007 |
| Type | Public |
| Industry | Financial Regulator |
| Official website | https://www.finra.org |
FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].
FINRA online resources
References[edit | edit source]
- ↑ "FINRA" - finra.org
- ↑ "FINRA complaints" - finra.org
- ↑ "FINRA Disciplinary Actions Online" - finra.org