Financial Industry Regulatory Authority: Difference between revisions
Created page with " {{InfoboxCompany | Name = FINRA | Type = Public | Founded = 2007 | Industry = Financial Regulator | Official Website = https://www.finra.org | Logo = Finra.png }} '''FINRA''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. FINRA online resources *file a complaint against brokerage firms<ref>[https://www.finra.org/inves..." |
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{{ | |Description=FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC. | ||
| | |Founded=2007 | ||
|Industry=Financial Regulator | |||
| Founded = 2007 | |Logo=FINRA logo.svg | ||
| Industry = Financial Regulator | |ParentCompany= | ||
| | |Type=Public | ||
|Website=https://www.finra.org | |||
}} | }} | ||
'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org ([http://web.archive.org/web/20260220095806/https://www.finra.org/about Archived])</ref>. | |||
'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. | |||
FINRA online resources | FINRA online resources | ||
*file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org</ref> | *file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org ([http://web.archive.org/web/20260106093041/https://www.finra.org/investors/need-help/file-a-complaint Archived])</ref> | ||
*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org</ref> | *Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org ([http://web.archive.org/web/20251203205140/https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online Archived])</ref> | ||
== References == | ==References== | ||
[[Category: | [[Category:Regulatory agencies and public support bodies]] | ||
<references /> | |||
Latest revision as of 23:42, 6 April 2026
Financial Industry Regulatory Authority
| Basic information | |
|---|---|
| Founded | 2007 |
| Legal Structure | Public |
| Industry | Financial Regulator |
| Also known as | |
| Official website | https://www.finra.org |
FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].
FINRA online resources
References
[edit | edit source]- ↑ "FINRA" - finra.org (Archived)
- ↑ "FINRA complaints" - finra.org (Archived)
- ↑ "FINRA Disciplinary Actions Online" - finra.org (Archived)