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Financial Industry Regulatory Authority: Difference between revisions

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Created page with " {{InfoboxCompany | Name = FINRA | Type = Public | Founded = 2007 | Industry = Financial Regulator | Official Website = https://www.finra.org | Logo = Finra.png }} '''FINRA''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. FINRA online resources *file a complaint against brokerage firms<ref>[https://www.finra.org/inves..."
 
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{{CompanyCargo
{{InfoboxCompany
|Description=FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC.
| Name = FINRA
|Founded=2007
| Type = Public
|Industry=Financial Regulator
| Founded = 2007
|Logo=FINRA logo.svg
| Industry = Financial Regulator
|ParentCompany=
| Official Website = https://www.finra.org
|Type=Public
| Logo = Finra.png
|Website=https://www.finra.org
}}
}}
 
'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org ([http://web.archive.org/web/20260220095806/https://www.finra.org/about Archived])</ref>.
'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>.


FINRA online resources
FINRA online resources
*file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org</ref>
*file a complaint against brokerage firms<ref>[https://www.finra.org/investors/need-help/file-a-complaint "FINRA complaints"] - finra.org ([http://web.archive.org/web/20260106093041/https://www.finra.org/investors/need-help/file-a-complaint Archived])</ref>
*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org</ref>
*Search for FINRA disciplinary actions<ref>[https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online "FINRA Disciplinary Actions Online"] - finra.org ([http://web.archive.org/web/20251203205140/https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online Archived])</ref>


== References ==
==References==


[[Category:Regulators Agencies and Public Support]]
[[Category:Regulatory agencies and public support bodies]]
<references />
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