Financial Industry Regulatory Authority: Difference between revisions
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{{CompanyCargo | |||
{{ | |Description= | ||
|Founded=2007 | |||
| | |Industry=Financial Regulator | ||
| Founded = 2007 | |Logo=FINRA logo.svg | ||
| Industry = Financial Regulator | |ParentCompany= | ||
| | |Type=Public | ||
|Website=https://www.finra.org | |||
}} | }} | ||
'''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. | '''[[Wikipedia:FINRA|FINRA]]''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the [[SEC]]<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. | ||
Revision as of 14:34, 25 January 2026
Financial Industry Regulatory Authority
| Basic information | |
|---|---|
| Founded | 2007 |
| Legal Structure | Public |
| Industry | Financial Regulator |
| Also known as | |
| Official website | https://www.finra.org |
FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].
FINRA online resources
References
- ↑ "FINRA" - finra.org
- ↑ "FINRA complaints" - finra.org
- ↑ "FINRA Disciplinary Actions Online" - finra.org