Financial Industry Regulatory Authority: Difference between revisions
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{{CompanyCargo | {{CompanyCargo | ||
|Description= | |Description=FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC. | ||
|Founded=2007 | |Founded=2007 | ||
|Industry=Financial Regulator | |Industry=Financial Regulator | ||
Latest revision as of 23:42, 6 April 2026
Financial Industry Regulatory Authority
| Basic information | |
|---|---|
| Founded | 2007 |
| Legal Structure | Public |
| Industry | Financial Regulator |
| Also known as | |
| Official website | https://www.finra.org |
FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].
FINRA online resources
References
[edit | edit source]- ↑ "FINRA" - finra.org (Archived)
- ↑ "FINRA complaints" - finra.org (Archived)
- ↑ "FINRA Disciplinary Actions Online" - finra.org (Archived)