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Finra

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Revision as of 07:39, 24 January 2025 by SncEkln7Q (talk | contribs) (Created page with " {{InfoboxCompany | Name = FINRA | Type = Public | Founded = 2007 | Industry = Financial Regulator | Official Website = https://www.finra.org | Logo = Finra.png }} '''FINRA''' is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC<ref>[https://www.finra.org/about "FINRA"] - finra.org</ref>. FINRA online resources *file a complaint against brokerage firms<ref>[https://www.finra.org/inves...")
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Finra
File:Finra.png
Basic information
Founded 2007
Type Public
Industry Financial Regulator
Official website https://www.finra.org


FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].

FINRA online resources

  • file a complaint against brokerage firms[2]
  • Search for FINRA disciplinary actions[3]

References

  1. ↑ "FINRA" - finra.org
  2. ↑ "FINRA complaints" - finra.org
  3. ↑ "FINRA Disciplinary Actions Online" - finra.org
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